A practitioner's guide to MiFID II.
A practitioner's guide to MiFID II.
Practitioner's guide to Markets in Financial Instruments Directive II
- 3rd edition / consultant editor Jonathan Herbst with Simon Lovegrove.
- xx, 529 pages
Previous edition: 2015.
Scope, authorisation and passporting -- Cients and client classification -- Conduct of business standards : organiational requirements -- Conduct of business standards : fair dealing with clients -- Best execution under MiFID II -- Conduct of business standards : information requirements -- Transparency, data consolidation and reporting -- MiFID/MiFIR trading venues -- Commodity derivatives -- Third-country firms.
9780414065727
European Parliament. Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments.
Financial services industry--Law and legislation--European Union countries.
Mutual funds--Law and legislation--European Union countries.
Stockbrokers--Legal status, laws, etc.--European Union countries.
Investment advisors--Legal status, laws, etc.--European Union countries.
346.904
Previous edition: 2015.
Scope, authorisation and passporting -- Cients and client classification -- Conduct of business standards : organiational requirements -- Conduct of business standards : fair dealing with clients -- Best execution under MiFID II -- Conduct of business standards : information requirements -- Transparency, data consolidation and reporting -- MiFID/MiFIR trading venues -- Commodity derivatives -- Third-country firms.
9780414065727
European Parliament. Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments.
Financial services industry--Law and legislation--European Union countries.
Mutual funds--Law and legislation--European Union countries.
Stockbrokers--Legal status, laws, etc.--European Union countries.
Investment advisors--Legal status, laws, etc.--European Union countries.
346.904