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FCA/PRA handbooks.

Contributor(s): LexisNexis (Firm) [publisher.] | Financial Conduct Authority (Great Britain) [issuing body.] | Bank of England. Prudential Regulation Authority [issuing body.].Distributor: London : LexisNexis. Edition: Current editions.Content type: text Media type: computer Carrier type: online resourceOther title: Financial Conduct Authority/Prudential Regulation Authority handbooks.Subject(s): Banking law -- Great Britain | Finance -- Great BritainOnline resources: Multiple titles: use filters to refine search. Access via Lexis+.
Contents:
FCA: Banking - Conduct of Business Sourcebook -- Building Societies Regulatory Guide -- Building Societies Sourcebook -- Client Assets -- Compensation -- Complaints against the FSA – Consumer Redress -- Credit Unions -- Decision Procedure and Penalties Manual -- Disclosure Rules and Transparency Rules -- Dispute Resolution: Complaints -- Enforcement Guide -- Fees Manual -- Financial Stability and Market Confidence Sourcebook -- General Guidance on Benchmark Submission and Administration -- General Provisions -- General Prudential Sourcebook -- Glossary -- Insurance: New Conduct of Business -- Interim Prudential Sourcebook for Friendly Societies -- Interim Prudential Sourcebook for Insurers -- Interim Prudential Sourcebook for Investment Business -- Listing Rules -- Market Conduct -- Mortgages and Home Finance: Conduct of Business Sourcebook -- New Collective Investment Scheme -- New Conduct of Business -- Perimeter Guidance -- Principles for Business -- Professional Firms -- Prospectus Rules -- Prudential Source for Banks, Building Societies and Investment Firms -- Prudential Sourcebook for Insurers -- Prudential Sourcebook for Investment Firms -- Prudential Sourcebook for Mortgage and Home Finance Firms -- Recognised Investment Exchanges and Recognised Clearing Houses -- Regulated Covered Bonds -- Responsibilities of Providers and Distributors for the Fair Treatment of Customers -- Senior Management Arrangements, Systems and Controls -- Statement of Principle and Code of Practice for Approved Persons -- Supervision -- The Collective Investment Scheme Information Guide -- The Fit and Proper Test for Approved Persons -- Threshold Conditions -- Training and Competence -- Unfair Contract Terms Regulatory Guide – Guide - Energy Market Participants -- Guide - Oil Market Participants – Guide - Service Companies; FCA/PRA: PRA Rulebook CRR Firms -- PRA Rulebook Glossary -- PRA Rulebook Interpretation -- PRA Rulebook Non-CRR Firms -- Prudential Sourcebook for UCITS Firms.
Location: PALACE ELECTRONIC RESOURCES.
Holdings
Item type Current library Class number Copy number Status Date due Barcode
Electronic resource House of Lords Library - Palace Online access ELECTRONIC RESOURCES (Browse shelf(Opens below)) 1 Available 76798-1001

Electronic books from the LexisNexis database.

FCA: Banking - Conduct of Business Sourcebook -- Building Societies Regulatory Guide -- Building Societies Sourcebook -- Client Assets -- Compensation -- Complaints against the FSA – Consumer Redress -- Credit Unions -- Decision Procedure and Penalties Manual -- Disclosure Rules and Transparency Rules -- Dispute Resolution: Complaints -- Enforcement Guide -- Fees Manual -- Financial Stability and Market Confidence Sourcebook -- General Guidance on Benchmark Submission and Administration -- General Provisions -- General Prudential Sourcebook -- Glossary -- Insurance: New Conduct of Business -- Interim Prudential Sourcebook for Friendly Societies -- Interim Prudential Sourcebook for Insurers -- Interim Prudential Sourcebook for Investment Business -- Listing Rules -- Market Conduct -- Mortgages and Home Finance: Conduct of Business Sourcebook -- New Collective Investment Scheme -- New Conduct of Business -- Perimeter Guidance -- Principles for Business -- Professional Firms -- Prospectus Rules -- Prudential Source for Banks, Building Societies and Investment Firms -- Prudential Sourcebook for Insurers -- Prudential Sourcebook for Investment Firms -- Prudential Sourcebook for Mortgage and Home Finance Firms -- Recognised Investment Exchanges and Recognised Clearing Houses -- Regulated Covered Bonds -- Responsibilities of Providers and Distributors for the Fair Treatment of Customers -- Senior Management Arrangements, Systems and Controls -- Statement of Principle and Code of Practice for Approved Persons -- Supervision -- The Collective Investment Scheme Information Guide -- The Fit and Proper Test for Approved Persons -- Threshold Conditions -- Training and Competence -- Unfair Contract Terms Regulatory Guide – Guide - Energy Market Participants -- Guide - Oil Market Participants – Guide - Service Companies; FCA/PRA: PRA Rulebook CRR Firms -- PRA Rulebook Glossary -- PRA Rulebook Interpretation -- PRA Rulebook Non-CRR Firms -- Prudential Sourcebook for UCITS Firms.

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