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Market abuse regulation / Edward J Swan and John Virgo.
By: Swan, Edward J [author.]
.Contributor(s): Virgo, John [author.].Publisher: Oxford : Oxford University Press, 2019Edition: Third edition.Description: xxxv, 239 pages.Content type: text Media type: unmediated Carrier type: volumeISBN: 9780198759256.Subject(s): Financial services industry -- Great Britain -- Rules and practice | Financial services industry -- Law and legislation -- Great Britain | Securities fraud -- Great Britain | Insider trading in securities -- Law and legislation -- Great BritainDDC classification: 346.926041
Contents:
Evolving regulation -- Promoting market integrity -- Defining market abuse -- Insider dealing -- Market manipulation -- Interpretation -- Scope of coverage -- Judging behaviour -- Enforcement procedure -- Penalties and sanctions -- Defences -- Hearings and appeals -- Criminal law -- Market abuse cases -- US jurisdiction -- Conclusions.
| Item type | Current library | Class number | Status | Date due | Barcode | |
|---|---|---|---|---|---|---|
| Book | House of Lords Library - Palace Dewey | 346.926041 SWA (Browse shelf(Opens below)) | Available | 017635 |
Browsing House of Lords Library - Palace shelves, Shelving location: Dewey Close shelf browser (Hides shelf browser)
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| 346.92041 MAC An introduction to the law on financial investment / | 346.92042 BAN Anglo-American securities regulation : | 346.926041 MAR Market abuse and insider dealing. | 346.926041 SWA Market abuse regulation / | 346.96041 CHA Chalmers and Guest on bills of exchange, cheques and promissory notes. | 346.96041 PHI Byles on bills of exchange and cheques. | 347 ADM The administration of justice : |
Previous edition: 2010.
Evolving regulation -- Promoting market integrity -- Defining market abuse -- Insider dealing -- Market manipulation -- Interpretation -- Scope of coverage -- Judging behaviour -- Enforcement procedure -- Penalties and sanctions -- Defences -- Hearings and appeals -- Criminal law -- Market abuse cases -- US jurisdiction -- Conclusions.