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A practitioner's guide to MiFID II.
Contributor(s): Herbst, Jonathan [editor.]
| Lovegrove, Simon [editor.].Publisher: London : Sweet & Maxwell, Thomson Reuters, 2018Edition: 3rd edition / consultant editor Jonathan Herbst with Simon Lovegrove.Description: xx, 529 pages.Content type: text Media type: unmediated Carrier type: volumeISBN: 9780414065727.Other title: Practitioner's guide to Markets in Financial Instruments Directive II.Subject(s): European Parliament. Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments | Financial services industry -- Law and legislation -- European Union countries | Mutual funds -- Law and legislation -- European Union countries | Stockbrokers -- Legal status, laws, etc. -- European Union countries | Investment advisors -- Legal status, laws, etc. -- European Union countriesDDC classification: 346.904
Contents:
Scope, authorisation and passporting -- Cients and client classification -- Conduct of business standards : organiational requirements -- Conduct of business standards : fair dealing with clients -- Best execution under MiFID II -- Conduct of business standards : information requirements -- Transparency, data consolidation and reporting -- MiFID/MiFIR trading venues -- Commodity derivatives -- Third-country firms.
| Item type | Current library | Class number | Status | Barcode | |
|---|---|---|---|---|---|
| Book | House of Lords Library - Palace Dewey | 346.904 PRA (Browse shelf(Opens below)) | In transit from Millbank to House of Lords Library - Palace since 27/02/2020 | 017156 |
Previous edition: 2015.
Scope, authorisation and passporting -- Cients and client classification -- Conduct of business standards : organiational requirements -- Conduct of business standards : fair dealing with clients -- Best execution under MiFID II -- Conduct of business standards : information requirements -- Transparency, data consolidation and reporting -- MiFID/MiFIR trading venues -- Commodity derivatives -- Third-country firms.